Tri-Capital Financial & Insurance Services

“Financial Focus”

We at Tri-Capital Financial & Insurance Services offer a wide array of products and services. We place all the security business through Securities America, Inc. to handle the compliance issues and provide the back-office support necessary for the high level of service we strive for in the investment and insurance arena.

We want to provide our clients with the highest possible service and latest information necessary to make the best possible decisions for their investment and insurance needs!

Our FOCUS is on you and your needs as an INDIVIDUAL, COMPANY, OR  NON-PROFIT organization to have the appropriate tools along with the most up-to-date information to make your planning experience a positive one and one of value!

Check the background of your financial professional on FINRA’s BrokerCheck

Click here for your free Portfolio Risk Analysis

Customer Relationship Survey (Form CRS)

Securities offered through Securities America, Inc., member FINRA and SIPC. LaRue Rocha, Registered Representative. Tri-Capital Financial Insurance Services and the Securities America Companies are unaffiliated.

Trading instructions sent via e-mail may not be honored. Please contact my office at 530-223-5555 or Securities America, Inc. directly at 800-747-6111 for all buy/sell orders. You should continue to rely on confirmations and statements received from the custodian(s) of your assets. Please be advised that communications regarding trades in your account are for informational purposes only. The text of this communication is confidential and use by any person who is not the intended recipient is prohibited. Any person who receives this communication in error is requested to immediately destroy the text of this communication without copying or further dissemination. Your cooperation is appreciated.